Job Opportunities

Chief Compliance Officer

San Francisco Metro Area, CA

Post Date: 10/20/2017 Job ID: JN -102017-39556 Background: Risk Management - Finance
SF based Broker Dealer/Investment Banking firm seeks a Chief Compliance Officer.

Requirements:
  • 7+ years compliance experience at a registered broker dealer
  • Series 7, 24 and 63 licenses
  • Prior experience with M&A and Capital Markets/Investment Banking

Not ready to apply?

Send an email reminder to:

Share This Job:

Related Jobs:

CVPartners, an Addison Group Company, is an EEO employer. We consider for employment qualified applicants with arrest and conviction records.